UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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The |
Item 5.07 Submission of Matters to a Vote of Security Holders.
The Company held its annual meeting of shareholders (the “Annual Meeting”) on June 8, 2022. At the Annual Meeting, the Company’s shareholders (i) elected eleven directors to serve on the Company’s board of directors until the Company’s 2023 annual meeting of shareholders or each until their respective successor or successors are duly elected and qualified or until their earlier resignation or removal and (ii) ratified the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2022. The proposals are described in detail in the Company’s Proxy Statement for the Annual Meeting, which was filed with the Securities Exchange Commission (the “SEC”), on April 28, 2022. The final voting results for each proposal are presented below.
Proposal 1 – Election of Directors
At the Annual Meeting, the Company’s shareholders elected eleven directors to serve on the Company’s board of directors until the Company’s 2023 annual meeting of shareholders or each until their respective successor or successors are duly elected and qualified or until their earlier resignation or removal. The table below presents the final voting results for this proposal:
Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||
Scott C. Wylie | 6,103,705 | 182,359 | 952,855 | |||
Julie A. Caponi | 6,176,878 | 109,186 | 952,855 | |||
Julie A. Courkamp | 5,989,943 | 296,121 | 952,855 | |||
David R. Duncan | 6,161,756 | 124,308 | 952,855 | |||
Thomas A. Gart | 6,012,713 | 273,351 | 952,855 | |||
Patrick H. Hamill | 6,149,453 | 136,611 | 952,855 | |||
Luke A. Latimer | 6,133,206 | 152,858 | 952,855 | |||
Scott C. Mitchell | 6,136,510 | 149,554 | 952,855 | |||
Eric D. Sipf | 6,157,935 | 128,129 | 952,855 | |||
Mark L. Smith | 6,117,567 | 168,497 | 952,855 | |||
Joseph C. Zimlich | 6,098,023 | 188,041 | 952,855 |
Proposal 2 – Ratification of Appointment of Crowe LLP as the Company’s Independent Registered Public Accounting Firm
At the Annual Meeting, the Company’s shareholders ratified the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2022. The table below presents the final voting results for this proposal:
Votes For | Votes Against | Abstentions | ||
7,096,767 | 142,152 | — |
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit | Description | |
104 | Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FIRST WESTERN FINANCIAL, INC. | |||
Date: June 9, 2022 | By: /s/ Scott C. Wylie | ||
Scott C. Wylie | |||
Chairman, Chief Executive Officer and President |
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